ELEVATE

Your Choices

ELEVATE

Your Client Experience

ELEVATE

Your Practice

ELEVATE

Your Legacy

We’re Invested in Your Success!

Financial Advocates helps financial advisors discover their desired path to independence. Our expert service in regulatory compliance, back-office administration, business development, marketing, and technology can simplify obstacles, and make doing business easier.

Z

SHAPE YOUR FUTURE

Z

EXPERIENCE GREATER CHOICE

Z

ELEVATE YOUR CLIENT EXPERIENCE

Z

BUILD A LEGACY

Refine, Strengthen and Grow Your Practice

Our custom advisor solutions can support you in a multitude of areas.

BUSINESS DEVELOPMENT

Stay competitive with ongoing practice management and support.

CLIENT CARE

Increase processing efficiency and deliver an enhanced client experience.

COMPLIANCE

Be compliant and in-the-know with experienced regulatory support and guidance.

MARKETING

Increase brand awareness, stay connected and expand your reach with professional advisor marketing.

HYBRID/PURE RIA REGULATORY SUPPORT

Ease the burden with a silent strategic partner.

INVESTMENT MANAGEMENT / FINANCIAL PLANNING

Increase the value of your service but not your hours with a comprehensive, sound approach.

TECHNOLOGY

Innovate your practice with leading technology.

TRANSITION SERVICES

Transition to greater independence with a custom-tailored plan.

Shape Your Future

Whether you want to transition to an Independent Broker-Dealer, eliminate your reliance on your institution’s home office as a Hybrid RIA, or break the mold as a Pure RIA, we can help you bridge the divide. 

Explore our different transition programs.

“Financial Advocates’ technology group has helped me make decisions on complementary software that I can use to become more organized, have a greater capacity for growth, and bring on more clients.”

Steve Fuller Financial Strategies

“Financial Advocates is our partner in business development. They understand what we’re trying to accomplish and then work within the framework of the regulatory structure to make it come to fruition. They serve as a real educational resource for us.”

William Pickles Cornerstone Financial Strategies

“When I transitioned to Financial Advocates it was a one-day decision and it was implemented so fluidly and effortlessly that from my client’s perspective nobody knew anything had changed. I felt a huge sense of relief that I had someone helping me watch over my practice.”

Neil Berl Berl Financial Services

How to Grow Now

Gain deeper insight into six growth strategies and how to implement change for a more successful practice.

Create a Top Dollar Practice

We help advisors strategize for the next adventure, which may be a leisurely retirement or a new venture. No matter what your vision of the future, if you want to receive top dollar for your practice, it’s best to start planning now.

Together We Achieve More

Our strength lies in the connection we share between our vast community of independent financial advisors and the dedicated staff who continuously strive for mutual, ongoing success.

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let's talk.

HEADQUARTERS
1601 Cooper Point Road NW
Olympia, Washington 98502
BUSINESS DEVELOPMENT OFFICE
917 Pacific Avenue, Suite 407
Tacoma, Washington 98402

The investment professionals associated with this site are registered representatives of LPL Financial. Securities offered through LPL Financial, Member FINRA/SIPC. Financial Planning and Investment advice offered through Financial Advocates Investment Management, a registered investment advisor. Financial Advocates Investment Management and Financial Advocates are separate entities from LPL Financial.

The representative(s) associated with this site may discuss and/or transact business with residents of all fifty states.

Investments are:

Not FDIC InsuredNote Bank GuaranteedMay Lose ValueNot Insured by any Federal Government Agency Not a Bank DepositNot NCUA InsuredNot Credit Union GuaranteedMay Lose Value