COMPANY OVERVIEW

Careers

Are you driven to give your all for your team?

At Financial Advocates we support hundreds of independent financial advisors striving every day to do what is best for their clients.  By focusing on doing our best for them, we empower them to be their best.  Together we are better.

If you are a go-getter who enjoys working in a highly collaborative team-environment, we invite you to explore our open positions.

Current Opportunities

 

Office Intern - Olympia, WA

Job Title: Office Intern – Paid
Location: Olympia, WA
Hours: Full time

Job Description
Financial Advocates is seeking a motivated Intern looking to explore and seek a better understanding of the Financial Advisor industry. This is an opportunity to gain practical experience, develop professional skills, test career interests, and participate in the culture of a growing organization. To be successful in this role, you must have basic knowledge and interest in the financial services industry. Each essential task will require a focus on accuracy, detail, time management and organization skills.

Duties:
Duties include, but are not limited to, the following:

  • Data analysis
  • Electronic data entry and client documentation
  • Reporting
  • Office administration
  • Special projects

 

Competencies:
To perform the job successfully, you should be able to demonstrate the following competencies:

  • Ability to multi-task, prioritize, and meet deadlines in a fast-paced environment
  • Excellent interpersonal skills with the desire and ability to work will all levels of the organization
  • Work independently and as a member of a team
  • Experience using common software and proficiency with Microsoft Office suite
  • Strong verbal and written communication skills
  • Demonstrates accuracy and thoroughness
  • Ability to prioritize
  • Meet challenges with resourcefulness
  • Approach responsibility with enthusiasm
  • Maintain confidentiality

 

Education and/or Experience
This internship is being offered to Senior undergraduate students progressing towards a bachelor’s degree in Finance, Economics, or business. Must be a student in a good standing with college/university.
Minimum GPA of 3.0

About Financial Advocates
Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

This is a paid internship. 8-5 Monday – Friday.
Financial Advocates is an Equal Opportunity Employer.

How to apply
If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter as a Word document to the attention of INDIGO at careers@financialadvocates.com. Please use your last name somewhere in your resume’s file name. If you are a qualified candidate, we will respond to your submission by phone or email. Please note, emails from us may go into your spam/junk folder.

We look forward to hearing from you!

Business Consultant - Olympia, WA

Job Title: Business Consultant (Financial Services)
Located: Olympia, WA (open to remote)

Job Description:
We are looking for a qualified Business Consultant to help our clients reform their operations and support their business by providing intuitive guidance. You will be an important ally to every organization and advisor who wants to invest in change and improvement and needs help as to where and how. You will also undertake projects on behalf of the client’s business.
A successful business consultant has first and foremost a broad knowledge of the many facets of business and market forces. The ideal candidate will also possess great problem-solving skills to provide solutions and recommendations that will increase profitability and efficiency.
The goal is to contribute to the clients’ long-lasting success so that our reputation can expand along with our clientele.

Responsibilities

  • Organize and execute assigned business projects on behalf of clients (recruiting, business structure, products, payroll, promotional campaigns etc.) according to client’s requirements
  • Meet with assigned clients when needed and perform an initial assessment of a problematic situation
  • Collect information about the client’s business through a variety of methods (shadowing, interviews, surveys, reading reports etc.)
  • Analyze and interpret data to unearth weaknesses and problems, and comprehend the causes
  • Formulate recommendations and solutions with attention to a client’s wishes
  • Present findings and suggestions to clients with ample justification and practical advice
  • Develop detailed business plans to drive small or radical changes
  • Assist the client in implementing the plan and resolve any occasional discrepancies
  • Provide guidance for any occurring problems and issues

 

Relationship Management

  • Work directly with Financial Advisors and their teams in a consulting and coaching capacity.
  • Centralized point of contact for advisor questions, issues and/or advice
  • Help advisors navigate products /services that LPL and FAIM have to offer
  • Keep advisors informed of LPL, FA and/or regulatory changes/updates
  • Collaborate with internal teams and external partners

 

Practice Management/Business Planning

  • Works with advisors and their teams to analyze current business practices, recommend business models, tools, products and/or services.
  • Create and implement the firm’s productivity initiatives
  • Facilitate completion and implementation of advisor business plans
  • Encourage transition of advisor practices to advisory / holistic financial planning-based approach
  • Implement Client Segmentation, Value Proposition/Mission Statement and Client Service Model
  • Provide succession planning advice and guidance
  • Discuss team structures and define roles
  • Deliver business valuations
  • Share advisor best practices

 

Regional Meetings / Study Groups

  • Organize and facilitate periodic advisor study groups, focus groups and regional meetings
  • Incorporate sponsors and industry experts
  • Increase advisor capabilities and promote best practices

 

Promote Financial Advocates Advisor Services

  • Double Leaf TAMP and Trading
  • Virtual Assistant
  • Marketing
  • Other Financial Advocates’ Custom Services as appropriate

 

Requirements

  • Proven experience as business consultant or equivalent
  • Knowledge of diverse business matters such as IT, Marketing, HR etc.
  • Familiarity with a wide selection of business management software (Salesforce, Redtail, E-Money etc.) and databases
  • Outstanding communication and interpersonal skills
  • Analytical mind with excellent data collection and analysis skills
  • Aptitude in creative problem-solving
  • BSc/BA in business administration or relevant field; MSc/MA in a specialized business field will be an advantage
  • Achieve Department Goals and Drive increased Advisor engagement, satisfaction, retention and ROA

 

Education and/or Experience:
Bachelor’s degree or higher in Business, Finance, Economics, Administration, or equivalent related experience and/or training. Series 7, 63, 65 and/or 66 is preferred but not required. Knowledge of investments, financial operations, insurance, and business practices are a must.

About Financial Advocates:
Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions and meeting the needs of their clients.
Established under the direction of visionary Gary Campbell, Financial Advocates is most recognizable as a super OSJ, overseeing advisory practices while providing superior, concierge-level service to advisors. Angela Vlach joined Financial Advocates in 2009 and is now our CEO and OSJ. She is focused on expanding the support services provided to advisors.
To learn more, visit https://financialadvocates.com.

How to apply:
If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter attached as a word document to the attention of Connie and send to: careers @ financial advocates.com. Please use your last name somewhere in your resume’s file name.
If you are a qualified candidate, we will respond by phone or email. Please note, emails from us may go into your spam/junk file.
We look forward to hearing from you!

Portfolio Associate - Olympia, WA or Tacoma, WA (open to remote)

Job Title: Portfolio Associate/LPL Portfolio Assistant

Location: Olympia, WA or Tacoma, WA (open to remote)

 

Job Description

The Portfolio Trader/Manager is responsible for trading discretionary accounts within FAIM’s internal advisory programs. The Portfolio Trader is responsible for all transactions associated with portfolio changes, model maintenance, periodic rebalancing, and monitoring accounts to ensure that model portfolios are being maintained. The Portfolio Trader will collaborate with other areas of Advisory Operations, Advisory Marketing, Advisory Compliance, and FAIMS’s LPL service team to ensure completion of daily work. 

Duties

Duties include, but are not limited to, the following:

  • Trade new accounts based on model portfolios with client restrictions taken into consideration.
  • Ensure that trades are executed, average priced, and uploaded to the system.
  • Periodic review of accounts for rebalancing back to model.
  • Maintain model portfolios and percentage allocations for internally traded portfolios.
  • Daily review of cash report to determine if any accounts need to be traded.
  • Trade additions and withdrawals for FAIM’s internally traded accounts to meet client requests.
  • Responsible for account terminations that involve the liquidation of securities for FAIM’s internally traded accounts.
  • Trade corrections on internally traded and third-party manager accounts.
  • Other duties, as assigned by Manager
  • Proficient in Microsoft Outlook and Microsoft Office Suite including Excel.
  • Ability to learn trading systems

 

Additional duties

Duties include, but are not limited to, the following:

  • Must exercise discretion, judgment, tact, and poise in all circumstances, which can involve highly sensitive and confidential information.
  • Utilize programs such as BranchNet, ClientWorks, WealthVision, RedTail and CopyTalk to efficiently serve clients
  • Checking for accuracy when opening new accounts, preparing electronic and manual paperwork, and electronically filing paperwork in our SEC compliant document storage system
  • Assist clients with service requests including moving money between accounts, regulatory reporting, answering general account inquiries, and other account updates
  • Obtain an up-to-date knowledge of applicable compliance rules and regulations
  • Maintain current knowledge of our custodian platforms, policies and services while keeping abreast of financial markets and regulations
  • Establish strong client relationships by exceeding client expectations and following through on commitments
  • Ability to plan for, adjust to, and deliver on demanding deadlines. Willing to take ownership of problems and find solutions
  • Research and resolve client requests
  • Other projects as assigned

 

Competencies

To perform the job successfully, you should be able to demonstrate the following competencies:

  • Exceptional problem-solving and organizational skills.
  • Capable of multi-tasking and working efficiently under stress and high volume
  • Gather and analyze information skillfully
  • Respond promptly to customer needs
  • Make progress in an atmosphere of changing priorities and ambiguity
  • Meet commitments, take responsibility for own actions, and maintains confidentiality
  • Demonstrate computer skills with an ability to multitask in a fast-paced environment
  • Contribute to building a positive team spirit
  • Exhibit sound and accurate judgment and uses time efficiently
  • Approach others in a tactful manner and treat others with respect and consideration regardless of their status or position
  • Follow through on commitments and monitor own work to ensure quality
  • Complete work in an accurate, thorough, and timely manner
  • Observe safety and security procedures
  • Consistently at work and on time and ensures work responsibilities are covered when absent

 

Education and/or Experience

Bachelor’s degree from a four-year college or university, minimum three years related experience and/or training, or equivalent combination of education and experience. Sales and research experience is a plus.     

 

About Financial Advocates

Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice.  Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients.  Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

At Financial Advocates we offer an entrepreneurial environment, comprehensive benefits package which includes health, dental and vision care, 401k, life insurance and paid time off.  

Financial Advocates is an Equal Opportunity Employer.

 

How to apply

If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter as a Word document to the attention of Porter at careers@financialadvocates.com.  Please use your last name somewhere in your resume’s file name.  Please note, if you are a qualified candidate, we will respond to your submission by phone or email.  Please note that emails from us may go into your spam/junk file.

We look forward to hearing from you!

Internal Accountant - Olympia, WA

Job Description

Financial Advocates has an opportunity for an Internal Accountant performing the accounting needs of the organization. This position works closely with internal and external clients. Each essential task will require a focus on accuracy, detail, time management and organizational skills. You will also need strong communication and client service skills to build relationships within the organization and with our partners in a fast-paced environment.

 

Duties

Duties include, but are not limited to, the following:

  • Assist in the development and implementation of goals, policies, priorities, and procedures relating to financial management, budget, accounting, and payroll.
  • Contribute to organizational strategies by providing accounting/financial information and analysis.
  • Assist in the preparation of various financial statements, reports and bank account reconciliations.
  • Support the development of the annual budget.
  • Identify and implement processes and automation to streamline and improve accounting procedures and systems.
  • Assist in the processing of independent contractor fees, including downloading of data, work-up of fees, input and transmit earnings into payroll software, and setting wires to accompany fee batches.
  • Help with reviewing or transmitting payroll reconciling payroll documents with accounting software and fund 401k and FSA program accounts.
  • Contribute to the preparation and funding of monthly, quarterly, and annual excise taxes to various venues.
  • Assist with general subsidiary ledgers, accounts receivable, revenue distribution, operating expenses, and insurance records.
  • Support the preparation of external audit materials and external financial reporting.
  • Assist with preparing all year end data for CPA.
  • Assist with human resources related items including but not limited to annual benefits open enrollment, maintaining benefits deductions, including reviewing invoices, accounting entry, and staff deductions.
  • Help with special financial related projects upon request.

 

Competencies

To perform the job successfully, you should be able to demonstrate the following competencies:

  • Collect and research data and uses intuition and experience to complement data.
  • Demonstrate attention to detail.
  • Gather and analyze information skillfully.
  • Respond promptly to customer needs, and requests for service and assistance.
  • Maintain confidentiality.
  • Edit work for spelling and grammar and present numerical data effectively.
  • Demonstrate accuracy and thoroughness.
  • Keep commitments and work with integrity and ethical standards.
  • Uphold organization values and follow policies and procedures.
  • Complete administrative tasks correctly and on time.
  • Support organization’s goals and values and exhibit sound and accurate judgment.
  • Prioritize and plans work activities and use time efficiently.
  • Set goals and objectives and react well under pressure.
  • Look for ways to improve and promote quality and apply feedback to improve performance.
  • Monitor own work to ensure quality and meets productivity standards.
  • Manage competing demands and change approach or method to best fit the situation.
  • Meet challenges with resourcefulness.

 

Education and/or Experience

Bachelor’s degree from a four-year college or university, minimum three years related experience and/or training, or equivalent combination of education and experience. Education and/or experience must include business accounting practices.

 

About Financial Advocates

Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

At Financial Advocates we offer an entrepreneurial environment, comprehensive benefits package which includes health, dental and vision care, 401k, life insurance and paid time off.

Financial Advocates is an Equal Opportunity Employer.

 

How to apply

If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter as a Word document to the attention of ANNA at careers @ financialadvocates.com. Please use your last name somewhere in your resume’s file name. Please note, if you are a qualified candidate, we will respond to your submission by phone or email. Please note that emails from us may go into your spam/junk file.

We look forward to hearing from you!

Financial Services Administrative Assistant - Olympia, WA

Job Title: Financial Services Administrative Assistant
Department: Operations/Administration
Located: Olympia WA (open to remote)
Reports To: Director of Client Care
Prepared Date: August 2020

Job Description
Financial Advocates has an opportunity for a Financial Services Administrative Assistant to join the team. The associate will be responsible for supporting multiple remote financial advisors in all facets of office support. To be successful in this role, the associate must have a base knowledge of the financial services industry and service experience. Each essential task will require a focus on accuracy, detail, proficient time management, and organization skills. The associate will need strong communication and client service skills to build relationships within the organization, with our partners, and with clients in a fast-paced environment.

Essential Duties and Responsibilities

Duties include but are not limited to:

  • Prepare and process new account paperwork for advisors
  • Prepare any additional follow up forms for clients per advisor’s requests
  • Send documents via e-signature to clients
  • Create, edit, reset and delete account view profiles for clients
  • Manage and handle advisor notifications
  • Follow through with all paperwork to ensure it is in good order
  • Send out communications via Constant Contact for advisors including vacation notices, articles, RMD reminders, etc.
  • Handle forwarded calls for advisors
  • Mail agreements, brochures, and other client account paperwork to clients
  • Research and resolve account issues or miscellaneous questions for advisors
  • Provide account and market information to clients
  • Maintain files and prepare correspondence and documents for advisors and clients

Competencies

To perform the job successfully, an individual should demonstrate the following competencies:

  • Identifies and resolves problems in a timely manner
  • Intuitive and resourceful to gather, analyze and resolve complicated issues
  • Responds promptly and accurately to client questions and needs
  • Meets commitments and maintains confidentiality
  • Balances team and individual responsibilities
  • Exhibits sound and accurate judgment
  • Demonstrates accuracy and thoroughness
  • Monitors own work to ensure quality
  • Strong attention to detail
  • Strong time management skills
  • Excellent analytical, presentation, communication, and interpersonal skills
  • Act as subject matter expert and drive process improvement
  • Thrives in a fast-paced environment
  • Develop and maintain positive relationships with internal and external clients
  • Contributes to building a positive team culture
  • Treats others with respect and consideration regardless of their status or position
  • Accepts responsibility for own actions

Education and/or Experience
Associate degree or higher in Business, Finance, Economics, Administration, or equivalent related experience and/or training, or equivalent combination of education and experience is required. Series 7, 63, 65 and/or 66 is preferred but not required. Knowledge of investments, financial operations, insurance, trusts, bank products, and financial planning is needed.

About Financial Advocates
Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

How to apply
If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter attached as a word document to the attention of Victoria and send to: careers @ financial advocates.com. Please use your last name somewhere in your resume’s file name.

Please note, if you are a qualified candidate, we will respond to your submission by email.

We look forward to hearing from you!

Financial Services Billing Specialist - Olympia, WA or Tacoma, WA

Job Title:              Financial Services Billing Specialist
Location:             Tacoma, WA or Olympia, WA (remote possible)

The Financial Services Billing Specialist plays an integral role in supporting the firm’s efforts to maintain operational efficiency across various aspects of its business.

Duties and Responsibilities
The primary responsibilities of this role include, but are not limited to, the following:

  • Own the fee billing process for SEC registered investment adviser firm.
  • Prepare, review, reconcile and maintain fee billing.
  • Support other accounting/financial/operational functions of the firm such as budget, payroll, reconciliations, and reporting.
  • Maintain and improve workflows across multiple financial software platforms critical to the daily function of the firm.
  • Support and maintain compliance activities required by financial regulators.
  • Other responsibilities and projects as assigned.

Qualifications and Competencies

  • Client service mentality and professional demeanor.
  • Results oriented approach to work.
  • Strong interpersonal skills with ability to establish rapport and trust.
  • Excellent verbal and written communication skills.
  • Detail oriented with strong decision making and analytical skills.
  • Ability to exercise balanced, thoughtful judgement.
  • Advanced organizational skills and ability to manage multiple projects simultaneously.

Education and Experience

  • Bachelor or Associate degree preferred.
  • Prior experience working in financial services especially in a registered investment advisor.
  • Prior experience in financial operations, financial compliance and financial services technologies.
  • Experience with any of the following financial/ technology platforms: Orion, Redtail, eMoney, MoneyGuide Pro, Riskalyze, Microsoft Office, Excel, DocuSign and similar software.

About Financial Advocates

Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

At Financial Advocates we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, life insurance and paid time off.

Financial Advocates is an Equal Opportunity Employer.

How to Apply

If this sounds like a position in which you would excel, please send us your resume (attached as a Word Document) with a cover e-mail to the attention of Bret at careers@financialadvocates.com — please do not attach your cover letter as a Word Document to the email.  Also, please use your last name somewhere in your resume’s file name.

We look forward to hearing from you!

Compliance and Operations Associate - Olympia, WA or Tacoma, WA

Job Title:             Compliance and Operations Associate
Location:             Tacoma, WA or Olympia, WA (remote possible)

The Compliance and Operations Associate plays an integral part in supporting the firm’s efforts to maintain compliance and operational efficiency across various aspects of its business.

Duties and Responsibilities

The primary responsibilities of this role include, but are not limited to, the following:

  • Contribute to the administration of the compliance and operations functions of the firm.
  • Support audits, surveillance and other testing activities.
  • Assist in the maintenance of Form ADV and other regulatory reports and filings.
  • Liaise with custodians and other service providers.
  • Research and develop knowledge of applicable laws, regulations and rules.
  • Help to develop training for employees and financial advisors.
  • Assist with the maintenance of written compliance policies and procedures.
  • Support other operational functions of the firm, including, but not limited to, quarterly billing, trading, advisor transitions, due diligence of third-party service providers, etc.
  • Other responsibilities and projects as assigned.

Qualifications and Competencies

  • Client service mentality and professional demeanor.
  • Results oriented approach to work.
  • Strong interpersonal skills with ability to establish rapport and trust.
  • Excellent verbal and written communication skills.
  • Detail oriented with strong decision making and analytical skills.
  • Ability to exercise balanced, thoughtful judgement.
  • Advanced organizational skills and ability to manage multiple projects simultaneously.

Education and Experience

  • Bachelor or Associate degree preferred.
  • At least 1-3 years of compliance and/or operations experience within a financial services / investment management company.

About Financial Advocates

Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

At Financial Advocates we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, life insurance and paid time off.

Financial Advocates is an Equal Opportunity Employer.

How to Apply

If this sounds like a position in which you would excel, please send us your resume (attached as a Word Document) with a cover e-mail to the attention of Claire at careers @ financialadvocates.com — please do not attach your cover letter as a Word Document to the email. Also, please use your last name somewhere in your resume’s file name.

We look forward to hearing from you!

Client Care Specialist - Olympia, WA or Tacoma, WA

Job Title: Client Care Specialist

Located: Olympia, Tacoma WA (open to remote)

Financial Advocates has an opportunity for a Client Care Specialist to join the team.  The Client Care Specialist is responsible for supporting multiple remote financial advisors in all facets of office support.  To be successful in this role, an individual must have a base knowledge of the investment advisory industry and duties, perform each essential duty with a focus on accuracy and detail, proficient time management, organization skills, superior client service skills, ability to build strong relationships within the organization and with clients in a fast-paced environment. 

Duties and Responsibilities

The primary responsibilities of this role include, but are not limited to, the following:      

  • Prepare and process new account paperwork for advisors
  • Prepare any additional follow up forms for clients per advisor’s requests
  • Send documents via e-signature to clients
  • Create, edit, reset, and delete account view profiles for clients
  • Manage and handle advisor notifications
  • Follow through with all paperwork to ensure it is in good order
  • Send out communications via Constant Contact for advisors including vacation notices, articles, RMD reminders, etc.
  • Paperwork processing and electronic filing
  • Handle forwarded calls for advisors
  • Mail agreements, brochures, and other client account paperwork to clients
  • Research and resolve account issues or miscellaneous questions for advisors
  • Provide account and market information to clients
  • Other tasks and projects as needed

 

Qualifications and Competencies

To perform the job successfully, you should be able to demonstrate the following competencies:

  • Identifies and resolves problems in a timely manner
  • Intuitive and resourceful to gather, analyze and resolve complicated issues
  • Responds promptly and accurately to client questions and needs
  • Meets commitments and maintains confidentiality
  • Balances team and individual responsibilities
  • Exhibits sound and accurate judgment
  • Demonstrates accuracy and thoroughness
  • Monitors own work to ensure quality
  • Strong attention to detail
  • Strong time managements skills
  • Excellent analytical, presentation, communication, and interpersonal skills
  • Act as subject matter expert and drive process improvement
  • Thrives in a fast-paced environment
  • Develop and maintain positive relationships with internal and external clients
  • Contributes to building a positive team culture
  • Treats others with respect and consideration regardless of their status or position
  • Accepts responsibility for own actions

 

Education and Experience

  • Associate degree or higher in Business, Finance, Economics, Administration, or equivalent related experience and/or training, or equivalent combination of education and experience is preferred.
  • Series 7, 63, 65 and/or 66 is preferred but not required.
  • Knowledge of investment advisor field preferred.

 

About Financial Advocates

Financial Advocates serves as a financial advisor’s primary ally through the transition, growth, and ongoing management of an independent practice. Since 1996, we have been providing advice and support to advisors working independently and within financial institutions—people dedicated to their professions meeting the needs of their clients. Financial Advocates’ experienced and diverse staff effectively assists advisors in several key areas, removing the obstacles advisors encounter when managing an independent practice.

At Financial Advocates we offer an entrepreneurial environment, a comprehensive benefits package to include health, dental and vision care, 401k, life insurance and paid time off.

Financial Advocates is an Equal Opportunity Employer.

To learn more, visit https://financialadvocates.com

 

How to Apply

If this sounds like a position in which you would excel and would like to join a dynamic team, please send us your resume and cover letter (attached as Word Documents) to the attention of Mary at careers@financialadvocates.com –.  Also, please use your last name somewhere in your resume’s file name.

If you are a qualified candidate, we will respond to your submission by phone or email. Please note, emails from us may go into your spam/junk folder, please check them regularly.

We look forward to hearing from you!

Are you looking for a career with Financial Advocates?

Don’t forget to place your cover letter and resume in the body of the email, not as an attachment.

 

Share This