Sr. Compliance Officer
Terry joined Financial Advocates in 2013 as an LPL Financial Registered Principal. His industry experience covers many facets of financial services acumen, including roles as a customer service operations specialist, a margin clerk, a financial advisor, a sales syndicate coordinator, a branch office manager, and a regional supervisor. He has held corporate compliance posts as a senior registered options principal and as an annuity sales supervisor. Terry’s diverse background provides him with perspectives which enable him to provide comprehensive compliance support to our team.
Terry is originally from Eastern Washington. He and his wife, Nicole, often enjoy spending time with family and friends. In 1996, Terry began his financial services career in Southern California, and has since returned to the Pacific Northwest where he calls the South Puget Sound area home.
Series 4, 7, 9, 10, 24, 31, 63, and AP held with LPL Financial and the Series 65 held with Financial Advocates Investment Management. Registered through LPL Financial in all 50 states.
Life/Disability/Variable Insurance in WA.