ADVISOR BENEFITS

HOW WE CAN ASSIST YOUR PRACTICE

You’re Independent, Not Alone

As the financial services industry and FINRA/SEC regulations continuously change, Financial Advocates is at the forefront, advocating for the success of independent financial advisors. We provide the leadership and solutions needed for independent financial advisors to stay competitive. Fee-based services are growing at a rapid pace. Financial Advocates’ RIA solutions offer the tools and structure for you to easily adapt and deliver exceptional service to your clients.

Our diverse team of financial industry experts has extensive experience in compliance, back-office administration, business development, investment management and more. To us, supervision goes hand-in-hand with service. Our partners rely on us to provide simplicity and guidance with open communication, which is highly beneficial in the current regulatory environment.

Our success isn’t attributable to some mysterious formula, but instead from dedication to proven business practices such as rapid response, concise and correct advice, and precise tailoring of services to the unique needs of those we serve. We have a sincere belief in doing “the right thing” for our partners and we continually seek new pathways for their ongoing success.

Our Areas of Expertise

BUSINESS DEVELOPMENT

Stay competitive with ongoing practice management and support.

CLIENT CARE

Increase processing efficiency and deliver an enhanced client experience.

COMPLIANCE

Be compliant and in-the-know with experienced regulatory support and guidance.

MARKETING

Increase brand awareness, stay connected and expand your reach with professional advisor marketing.

HYBRID/PURE RIA REGULATORY SUPPORT

Ease the burden with a silent strategic partner.

INVESTMENT MANAGEMENT / FINANCIAL PLANNING

Increase the value of your service but not your hours with a comprehensive, sound approach.

TECHNOLOGY

Innovate your practice with leading technology.

TRANSITION SERVICES

Transition to greater independence with a custom-tailored plan.

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.

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