ADVISOR BENEFITSClient Care
Save time with an experienced virtual back-office team
Financial Advocates is a leading provider of out-sourced advisor back office support.
With a professional, experienced and SEC/FINRA compliant virtual back-office team, your work flow, processing and document management are sure to be in good order.
Our Advisor Back Office Support Surpasses Others
Here’s what you can expect from the Financial Advocates Client Care Team:
Professional, Trained Staff
Compliant Systems and Work flow
Reduce ITEMS NOT IN GOOD ORDER
Financial Advocates Back-Office Client Care Services
Document scanning with a SEC compliant imaging system
Processing of new accounts, transfer paperwork, account rollovers, and liquidations
Staffing assistance with job descriptions, postings and interviewing
Secure digital access to your files (client and business) from anywhere
Branch records updated and stored continuously for disaster recovery
Advertising submissions in Compliance Max monitored for timely reviews
Assists the Compliance Team with reviews of trade blotter, emails, alternative investments and hard copy documents
Looking to grow or expand your financial practice?
We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.