ADVISOR BENEFITS

Client Care

Save time with an experienced virtual back-office team

How much time are you spending with your clients? Do you find yourself doing more administrative tasks than actually growing your business? We understand and can help you refocus on what matters most in your practice.

 

Financial Advocates is a leading provider of out-sourced advisor back office support.

With a professional, experienced and SEC/FINRA compliant virtual back-office team, your work flow, processing and document management are sure to be in good order.

Here’s what others had to say about our Client Care Team…

Our Advisor Back Office Support Surpasses Others

By utilizing our experienced back office team you are able to save time and be more efficient.

 

Here’s what you can expect from the Financial Advocates Client Care Team:

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Professional, Trained Staff

No need to hire and train staff, we’ve done it for you. Plus, there is no need to pay for extra office space, equipment, salaries, benefits, etc.

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Compliant Systems and Work flow

We utilize leading SEC/FINRA approved technology to process work efficiently.

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Influential Relationships

We have established strong connections with LPL Financial home office for quick collaboration when needed.

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Reduce ITEMS NOT IN GOOD ORDER

Our technology alerts us to potential items so we can identify and resolve them quickly.

Financial Advocates Back-Office Client Care Services

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Document scanning with a SEC compliant imaging system

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Processing of new accounts, transfer paperwork, account rollovers, and liquidations

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Client billing

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Staffing assistance with job descriptions, postings and interviewing

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Secure digital access to your files (client and business) from anywhere

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Branch records updated and stored continuously for disaster recovery

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Advertising submissions in Compliance Max monitored for timely reviews

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Assists the Compliance Team with reviews of trade blotter, emails, alternative investments and hard copy documents

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let's talk.

HEADQUARTERS
1601 Cooper Point Road NW
Olympia, Washington 98502
BUSINESS DEVELOPMENT OFFICE
917 Pacific Avenue, Suite 407
Tacoma, Washington 98402

The investment professionals associated with this site are registered representatives of LPL Financial. Securities offered through LPL Financial, Member FINRA/SIPC. Financial Planning and Investment advice offered through Financial Advocates Investment Management, a registered investment advisor. Financial Advocates Investment Management and Financial Advocates are separate entities from LPL Financial.

The representative(s) associated with this site may discuss and/or transact business with residents of all fifty states.

Investments are:

Not FDIC InsuredNote Bank GuaranteedMay Lose ValueNot Insured by any Federal Government Agency Not a Bank DepositNot NCUA InsuredNot Credit Union GuaranteedMay Lose Value

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