ADVISOR BENEFITS
Client CareSave time with an experienced virtual back-office team
How much time are you spending with your clients? Do you find yourself doing more administrative tasks than actually growing your business? We understand and can help you refocus on what matters most in your practice.
Financial Advocates is a leading provider of out-sourced advisor back office support.
With a professional, experienced and SEC/FINRA compliant virtual back-office team, your work flow, processing and document management are sure to be in good order.
Here’s what others had to say about our Client Care Team…
Our Advisor Back Office Support Surpasses Others
By utilizing our experienced back office team you are able to save time and be more efficient.
Here’s what you can expect from the Financial Advocates Client Care Team:
Professional, Trained Staff
No need to hire and train staff, we’ve done it for you. Plus, there is no need to pay for extra office space, equipment, salaries, benefits, etc.
Compliant Systems and Work flow
We utilize leading SEC/FINRA approved technology to process work efficiently.
Influential Relationships
We have established strong connections with LPL Financial home office for quick collaboration when needed.
Reduce ITEMS NOT IN GOOD ORDER
Our technology alerts us to potential items so we can identify and resolve them quickly.
Financial Advocates Back-Office Client Care Services
Document scanning with a SEC compliant imaging system
Processing of new accounts, transfer paperwork, account rollovers, and liquidations
Client billing
Staffing assistance with job descriptions, postings and interviewing
Secure digital access to your files (client and business) from anywhere
Branch records updated and stored continuously for disaster recovery
Advertising submissions in Compliance Max monitored for timely reviews
Assists the Compliance Team with reviews of trade blotter, emails, alternative investments and hard copy documents
Looking to grow or expand your financial practice?
We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.