Bridging Alliances for Advisors

Helping financial advisors find the right path towards increased independence

 

View Our Transition Process

Welcome to Financial Advocates!

Financial Advocates helps financial advisors transition to independence, remove the obstacles that often hinder success, and facilitate ongoing opportunities for growth through expert service in regulatory compliance, back office administration, business development, technology and more.

years in business

advisors nationwide

assets served

retirement plan assets

*As of November 2017

Are You Ready to Transition your Firm?

Whether you want to transition to an Independent Broker-Dealer or eliminate your reliance on your institution’s home office, Financial Advocates can help you bridge the divide.

Discover Financial Advocates’ different transition programs below.

Learn More

“When I transitioned to Financial Advocates it was a one-day decision and it was implemented so fluidly and effortlessly that from my client’s perspective nobody knew anything had changed. I felt a huge sense of relief that I had someone helping me watch over my practice.”

 

Neil Berl
Berl Financial Services

“Financial Advocates’ technology group has helped me make decisions on complementary software that I can use to become more organized, have a greater capacity for growth, and bring on more clients.”

 

Steve Fuller
Financial Strategies

“Financial Advocates is our partner in business development. They understand what we’re trying to accomplish and then work within the framework of the regulatory structure to make it come to fruition. They serve as a real educational resource for us.”

 

William Pickles
Cornerstone Financial Strategies

Independent, Not Alone

Financial Advocates’ diverse team of financial professionals, with extensive industry experience, serves as a financial advisor’s primary source of support in a multitude of areas.

COMPLIANCE

Be compliant and in-the-know with experienced regulatory support and guidance.

CLIENT CARE

Save more time with a supportive and professional virtual back-office team.

CUSTOM SERVICES

Boost your productivity without having to hire an in-house assistant.

TECHNOLOGY

Increase efficiency with guidance and support on the latest in technology solutions.

BUSINESS DEVELOPMENT

Stay competitive with ongoing practice management support.

DOUBLE LEAF PORTFOLIO STRATEGIES

Portfolios designed specifically with longevity in mind.

COMMUNITY, RESOURCES & EVENTS

Collaborate with industry professionals and advisors.

Together We Achieve More

Our strength lies in the connection we share between our vast community of independent financial advisors and the dedicated staff who continuously strive for mutual, ongoing success.

View Our Advisor Network
Meet Our Dedicated Team
Learn About Our Community

Insight

Look to us for valuable insights into the latest industry news, trends, best practices, technology updates, research and more!

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.
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