Welcome to Financial Advocates!
Financial Advocates helps financial advisors transition to independence, remove the obstacles that often hinder success, and facilitate ongoing opportunities for growth through expert service in regulatory compliance, back office administration, business development, technology and more.
years in business
advisors nationwide
assets served
retirement plan assets
*As of November 2017
Are You Ready to Transition your Firm?
Whether you want to transition to an Independent Broker-Dealer or eliminate your reliance on your institution’s home office, Financial Advocates can help you bridge the divide.
Discover Financial Advocates’ different transition programs below.
Independent, Not Alone
Financial Advocates’ diverse team of financial professionals, with extensive industry experience, serves as a financial advisor’s primary source of support in a multitude of areas.
COMPLIANCE
Be compliant and in-the-know with experienced regulatory support and guidance.
CLIENT CARE
Save more time with a supportive and professional virtual back-office team.
CUSTOM SERVICES
Boost your productivity without having to hire an in-house assistant.
TECHNOLOGY
Increase efficiency with guidance and support on the latest in technology solutions.
BUSINESS DEVELOPMENT
Stay competitive with ongoing practice management support.
DOUBLE LEAF PORTFOLIO STRATEGIES
Portfolios designed specifically with longevity in mind.
COMMUNITY, RESOURCES & EVENTS
Collaborate with industry professionals and advisors.
Together We Achieve More
Our strength lies in the connection we share between our vast community of independent financial advisors and the dedicated staff who continuously strive for mutual, ongoing success.
Insight
Look to us for valuable insights into the latest industry news, trends, best practices, technology updates, research and more!