TRANSITION SERVICES
5 Steps towards IndependenceA Custom-Tailored Independence Process
Whether you want to transition to an Independent Broker-Dealer, eliminate the reliance on your institution’s home office, or achieve pure independence as a RIA, Financial Advocates can help. Here is an overview of our 5-step Advisor Independence Process.
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TRANSITION ASSESSMENT AND PLANNING
MEET YOUR SUPPORT TEAM
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PHYSICAL OFFICE SETUP
BRANDING AND CLIENT APPROVED COMMUNICATION
ADVISOR LICENSING
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ACCOUNT OVERVIEW AND PLANNING
INITIATE TRAINING BASICS
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GO LIVE!
RE-PAPERING OF ACCOUNTS
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HANDS-ON ONGOING TRAINING
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Looking to grow or expand your financial practice?
We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.