TRANSITION SERVICES

5 Steps towards Independence

A Custom-Tailored Independence Process

Whether you want to transition to an Independent Broker-Dealer, eliminate the reliance on your institution’s home office, or achieve pure independence as a RIA, Financial Advocates can help. Here is an overview of our 5-step Advisor Independence Process.

[et_pb_vertical_timeline admin_label=”STEP 5″ use_border_color=”off” border_color=”#ffffff” border_style=”solid”]

[et_pb_vertical_timeline_item title=”STEP 1″ use_read_more=”off” font_icon=”%%59%%” icon_color=”#00566b” circle_color=”#00566b” animation=”fade_in” text_font_select=”default” text_font=”||||” headings_font_select=”default” headings_font=”|on||on|” headings_text_color=”#00566b” use_border_color=”off” border_style=”solid”]

TRANSITION ASSESSMENT AND PLANNING

 

MEET YOUR SUPPORT TEAM

[/et_pb_vertical_timeline_item][et_pb_vertical_timeline_item title=”STEP 2″ use_read_more=”off” font_icon=”%%59%%” icon_color=”#117788″ circle_color=”#117788″ animation=”fade_in” text_font_select=”default” text_font=”||||” headings_font_select=”default” headings_font=”|on||on|” headings_text_color=”#00566b” use_border_color=”off” border_style=”solid”]

PHYSICAL OFFICE SETUP 

 

BRANDING AND CLIENT APPROVED COMMUNICATION

 

ADVISOR LICENSING 

[/et_pb_vertical_timeline_item][et_pb_vertical_timeline_item title=”STEP 3″ use_read_more=”off” font_icon=”%%59%%” icon_color=”#596268″ circle_color=”#596268″ animation=”fade_in” text_font_select=”default” text_font=”||||” headings_font_select=”default” headings_font=”|on||on|” headings_text_color=”#00566b” use_border_color=”off” border_style=”solid”]

ACCOUNT OVERVIEW AND PLANNING

 

INITIATE TRAINING BASICS

[/et_pb_vertical_timeline_item][et_pb_vertical_timeline_item title=”STEP 4″ use_read_more=”off” font_icon=”%%59%%” icon_color=”#b0bc39″ circle_color=”#b0bc39″ animation=”fade_in” text_font_select=”default” text_font=”||||” headings_font_select=”default” headings_font=”|on||on|” headings_text_color=”#00566b” use_border_color=”off” border_style=”solid”]

GO LIVE!

 

RE-PAPERING OF ACCOUNTS

[/et_pb_vertical_timeline_item][et_pb_vertical_timeline_item title=”STEP 5″ use_read_more=”off” font_icon=”%%59%%” icon_color=”#ffad5a” circle_color=”#ffad5a” animation=”fade_in” text_font_select=”default” text_font=”||||” headings_font_select=”default” headings_font=”|on||on|” headings_text_color=”#00566b” use_border_color=”off” border_style=”solid”]

HANDS-ON ONGOING TRAINING

 

[/et_pb_vertical_timeline_item]

[/et_pb_vertical_timeline]

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.

Share This