TRANSITION SERVICES

5 Steps towards Independence

A Custom-Tailored Independence Process

Whether you want to transition to an Independent Broker-Dealer, eliminate the reliance on your institution’s home office, or achieve pure independence as a RIA, Financial Advocates can help. Here is an overview of our 5-step Advisor Independence Process.

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STEP 1

TRANSITION ASSESSMENT AND PLANNING

 

MEET YOUR SUPPORT TEAM

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STEP 2

PHYSICAL OFFICE SETUP 

 

BRANDING AND CLIENT APPROVED COMMUNICATION

 

ADVISOR LICENSING 

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STEP 3

ACCOUNT OVERVIEW AND PLANNING

 

INITIATE TRAINING BASICS

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STEP 4

GO LIVE!

 

RE-PAPERING OF ACCOUNTS

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STEP 5

HANDS-ON ONGOING TRAINING

 

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let's talk.

HEADQUARTERS
1601 Cooper Point Road NW
Olympia, Washington 98502
BUSINESS DEVELOPMENT OFFICE
917 Pacific Avenue, Suite 407
Tacoma, Washington 98402

The investment professionals associated with this site are registered representatives of LPL Financial. Securities offered through LPL Financial, Member FINRA/SIPC. Financial Planning and Investment advice offered through Financial Advocates Investment Management, a registered investment advisor. Financial Advocates Investment Management and Financial Advocates are separate entities from LPL Financial.

The representative(s) associated with this site may discuss and/or transact business with residents of all fifty states.

Investments are:

Not FDIC InsuredNote Bank GuaranteedMay Lose ValueNot Insured by any Federal Government Agency Not a Bank DepositNot NCUA InsuredNot Credit Union GuaranteedMay Lose Value

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