TRANSITION SERVICES5 Steps towards Independence
A Custom-Tailored Independence Process
Whether you want to transition to an Independent Broker-Dealer, eliminate the reliance on your institution’s home office, or achieve pure independence as a RIA, Financial Advocates can help. Here is an overview of our 5-step Advisor Independence Process.
TRANSITION ASSESSMENT AND PLANNING
MEET YOUR SUPPORT TEAM
PHYSICAL OFFICE SETUP
BRANDING AND CLIENT APPROVED COMMUNICATION
ACCOUNT OVERVIEW AND PLANNING
INITIATE TRAINING BASICS
RE-PAPERING OF ACCOUNTS
HANDS-ON ONGOING TRAINING
Looking to grow or expand your financial practice?
We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let's talk.