TRANSITION SERVICES

Pursue More Meaningful Opportunities & Worry Less

Experience Greater Flexibility and Opportunity as a Hybrid RIA Advisor

If you’re tired of experiencing roadblocks and hearing “NO” from your home office, you might consider making a change in order to experience the benefits of becoming a Hybrid RIA advisor with Financial Advocates Investment Management (FAIM).

As a Hybrid RIA Advisor, enjoy increased flexibility and additional options while continuing to write new variable business and receive 12-B1 trailing commissions. Through our RIA, we provide advisors with expert support and guidance in a multitude of areas. We have established relationships with leading custodians, third-party money managers, and technology providers to help you grow your business and worry less.

Start saying “YES” to significant opportunities with these leading custodians:

 

  • Fidelity
  • TD Ameritrade
  • Charles Schwab

Hear what advisors are saying about our transition services.

As your primary liaison with LPL Financial, you can leave the heavy lifting to us, have more time to spend with your clients and do more of what you love. Receive expert service and support in:

  • Regulatory Compliance
  • Audit Preparedness
  • Practice Management
  • Operations
  • Marketing
  • Technology
  • And More

Achieve the Technological Independence you desire as a Hybrid advisor through our partnership with Orion Advisor Solutions. Learn more about Orion and Integration Independence here.

Looking to grow or expand your financial practice?

We support an expansive network of independent financial advisors across the nation. If you are thinking about increasing your independence and opportunities for success, let’s talk.

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