TRANSITION SERVICESConcierge Service When You Need It Most
We Are Here for You
Why should you consider Financial Advocates? The answer is simple: We are the concierge bridge between you and LPL. We provide the benefit of a smaller, boutique company with a team that delivers knowledgeable, customized, personalized service while bridging your practice to the platform and tools provided by LPL Financial. The best of both worlds.
Concierge services include:
- Compliance oversight and guidance, answering questions about policy requirements and supervision guidelines with a collaborative approach
- Custom virtual administrative assistance program
- Knowledgeable guidance for Acquisitions, Mergers, and Succession planning, helping to ensure your next move is right for you and your business
- Client care provides back-office support, giving you more time with your clients
- Business Consultants who help find effective and efficient ways to manage your practice
- Technology knowledge and support, offering SEC/FINRA compliant solutions
Many advisors, in situations like yours, have benefited from the support and insights of the Financial Advocates team for years.
Reach out! We are happy to help you as you grow and transition your business.
We would love to hear from you.